Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …

The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal …

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair …

Apr 26, 2025 · The SEC is the U.S. regulator charged with setting rules concerning the issuing, marketing, and trading of securities. The SEC is also charged with protecting investors.

Find out how much you are required to withdraw from your retirement fund at various ages.

Aug 13, 2025 · Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are …

Oct 28, 2024 · The SEC is a government agency that protects investors and ensures fair and efficient capital markets. The SEC ensures investment advisors, stock exchanges, and other …

When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its …

Feb 11, 2010 · The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to …

The new EDGAR advanced search gives you access to the full text of electronic filings since 2001.