Learn how segregation protects client investments in the securities industry by keeping assets separate. Explore its definition, examples, and implications for investors.

A federal court ruling in the B. Riley Financial case shows how executives’ personal business relationships can trigger ...

Since November 26, 2025, the last date the Federal Reserve produced a balance sheet before it began to add securities to its ...

The promise of the “January effect” looks all too real this year as early capital flows and a broadening of the market rally ...

Getting a securities-backed loan can be a good way to get some liquidity when you need it without selling a portion of your portfolio. But there are some drawbacks to keep in mind if you're ...

Franklin U.S. Government Securities Fund's underweight allocation to GNMA II 5.5% and overweight GNMA II 2.5% coupons ...

December 2025 saw the tabling of the Securities Markets Code Bill, 2025, in Parliament by Finance Minister Nirmala Sitharaman ...

ICICI Securities forecasts Sensex at 98,500 and Nifty at 29,500 in 2026, predicting an 86% chance of small-cap rebound and a ...

The court held that these gains do not qualify as “unjust enrichment,” a legal doctrine under which wrongful profits may be ...

Series 7 and Series 63 are the most common financial securities licenses Mark Cussen, CMFC, has 13+ years of experience as a writer and provides financial education to military service members and the ...

Forbes contributors publish independent expert analyses and insights. I write about finance and technology. This article is more than 5 years old. The paper certificates which were the bane of Wall ...

What are commodities and securities? Commodities are products, such as electricity, raw materials or agricultural goods, that can be bought and sold. Some commodities, like electricity, do not have a ...